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  • Strict examination
    Audit prohibited to become New Zealand's legitimate financial traders, businesses must pass rigorous audits and assessments.
  • Fund security
    Trading on the regulated financial institutions within the system between each fund are subject to the agency's strict vetting and monitoring, to avoid any damage to the interests of investors, to ensure the safety of customer funds.
  • Fair dealing
    STP dealing model can effectively prevent the operation of the market that fraud and unfair competition, thereby enhancing investor confidence in financial markets, maintaining the stability of financial markets.
  • Strict supervision
    IMS promises regularly submit financial reports to regulators. FSP is responsible for implementation of the relevant standards and the right to collect fines offending company and / or terminate their regulatory status.
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